0001645291-18-000005.txt : 20180122
0001645291-18-000005.hdr.sgml : 20180122
20180122140516
ACCESSION NUMBER: 0001645291-18-000005
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180122
DATE AS OF CHANGE: 20180122
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Kayne Anderson Energy Total Return Fund, Inc.
CENTRAL INDEX KEY: 0001322652
IRS NUMBER: 421665942
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-81035
FILM NUMBER: 18539552
BUSINESS ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-425-0231
MAIL ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED OF OMAHA LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000916302
IRS NUMBER: 470322111
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: MUTUAL OF OMAHA PLAZA 3RD FLOOR LAW
STREET 2: ATTN: JAN BROCKMAN
CITY: OMAHA
STATE: NE
ZIP: 68175-1008
BUSINESS PHONE: 4023515609
MAIL ADDRESS:
STREET 1: MUTUAL OF OMAHA PLZ 3RD FLOOR LAW
STREET 2: ATTN: JAN BROCKMAN
CITY: OMAHA
STATE: NE
ZIP: 68175-1008
SC 13G
1
united13ga.txt
AMENDMENT 4
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
------------------------------------------
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
------------------------------------------
Kayne Anderson Energy Total Return Fund, Inc.
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(Name of Issuer)
Mandatory Redeemable Preferred Shares
--------------------------------------------------------------------------------
(Title of Class of Securities)
48660P3#9
48660P5#7
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(CUSIP Number)
December 8, 2017
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 48660P5#7
------------------------------
1. Names of Reporting Persons
United of Omaha Life Insurance Company
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ] (b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
State of Nebraska
Number of shares beneficially owned by each reporting person With:
5. Sole voting power 600,000
6. Shared voting power
7. Sole dispositive power 600,000
8. Shared dispositive power
9. Aggregate amount beneficially owned by each reporting person 600,000
10. Check if the Aggregate Amount in Row (9) excludes certain shares
(see instructions)
11. Percent of class represented by amount in row (9) 37.5%
12. Type of reporting person (see instructions) IC
ITEM 1
(a) Name of issuer:
Kayne Anderson Energy Total Return Fund, Inc.
(b) Address of issuer's principal executive offices:
811 Main Street, 14th Floor
Hosuton, TX 77002
ITEM 2
(a) Name of person filing:
United of Omaha Life Insurance Company
(b) Address or principal business office or, if none, residence:
3300 Mutual of Omaha Plaza
Omaha, NE 68175
(c) Citizenship: Nebraska
(d) Title of class of securities: Mandatory Redeemable Preferred Shares
(e) CUSIP No.: 48660P5#7
ITEM 3
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or
(c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act;
(b) [ ] Bank as defined in Section 3(a)(6) of the Act;
(c) [X] Insurance company as defined in Section 3(a)(19) of the Act;
(d) [ ] Investment company registered under Section 8 of the Investment
Company Act of 1940;
(e) [ ] An investment adviser in accordance with
Rule 13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940;
(j) [ ] A non-U.S. institution in accordance with
Rule 240.13d-1(b)(1)(ii)(j);
(k) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with
Rule 240.13d-1(b)(1)(ii)(J), please specify the type of
institution:
--------------------------------
ITEM 4 Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 600,000
(b) Percent of class:37.5%
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 600,000
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition of: 600,000
(iv) Shared power to dispose or direct the disposition of:
ITEM 5 Ownership of 5 Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of
more than 5 percent of the class of securities, check the following [ ].
INSTRUCTION. Dissolution of a group requires a response to this item.
ITEM 6 Ownership of More than 5 Percent on Behalf of Another Person
ITEM 7 Identification and Classification of the Subsidiary which
Acquired the Security Being Reported on by the Parent Holding
Company or Control Person
IC Companion Life Insurance Company
ITEM 8 Identification and Classification of Members of the Group
ITEM 9 Notice of Dissolution of Group.
ITEM 10 Certifications
The following certification shall be included if the statement is filed
pursuant to Rule 13d-1(b):
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the
ordinarycourse of business and were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having
that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
Dated:
/s/ Jan M. Brockman
-------------------------